Summary | A survey of around 180 financial services
professionals found 70% said prospective clients have asked to
review their organization's compliance polices or interview
compliance personnel. The results drive home the point that
compliance is becoming an integral part of a firm's operations.
professionals found 70% said prospective clients have asked to
review their organization's compliance polices or interview
compliance personnel. The results drive home the point that
compliance is becoming an integral part of a firm's operations.
blogs.wsj.com | 07 August 2015