Summary | The buck stopped Friday for former Merrill Lynch
financial adviser Tom Buck, who once oversaw $1.3 billion of
client assets. The Financial Industry Regulatory Authority
permanently barred the more than 30-year Merrill adviser from
the brokerage industry.
financial adviser Tom Buck, who once oversaw $1.3 billion of
client assets. The Financial Industry Regulatory Authority
permanently barred the more than 30-year Merrill adviser from
the brokerage industry.
blogs.wsj.com | 29 July 2015